基于深度强化学习的城市轨道交通灵活编组与大小交路协同调度优化
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北方工业大学

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U292.4

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国家自然科学基金(72271006)


Collaborative Scheduling Optimization of Flexible Coupling and Full/Short Routing in Urban Rail Transit Based on Deep Reinforcement Learning
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School of Electrical and Control Engineering,North China University of Technology

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    摘要:

    城市轨道交通线路在高峰期常面临严重的潮汐式客流不均衡问题,传统固定编组与固定发车间隔的运营模式难以有效适应客流在时间与空间上的显著波动。随着虚拟耦合(Virtual Coupling)等新型列车控制技术的发展,列车在站点动态联挂与解编成为可能,为灵活编组与大小交路协同运营提供了重要技术支撑。本文研究大小交路运营模式下列车开行方案与灵活编组决策的协同优化问题。将调度问题建模为马尔可夫决策过程,系统考虑列车时刻表、客流控制、车底周转以及编组变更等运营约束,并以最小化滞留乘客人数与列车运行能耗的综合成本为优化目标。求解算法采用近端策略优化,并通过动作掩码机制将运营约束嵌入策略采样过程,从而避免传统罚函数方法引起的训练不稳定问题。基于北京地铁6号线真实OD客流数据构建仿真环境,对所提方法进行验证。结果表明:强化学习驱动的灵活编组方案相较于固定编组方案可实现12.1%的运行能耗降低,相较于规则驱动方案进一步实现5.8%的节能提升,并在100次蒙特卡洛随机实验中表现出良好的鲁棒性。进一步的帕累托前沿分析表明,当权重参数位于[0.5, 0.8]区间时,该方法能够在服务水平与节能效益之间实现较优权衡。

    Abstract:

    Urban rail transit lines are frequently subject to severe directional imbalances in passenger flow during peak periods. Conventional operation modes with fixed train consists and uniform headways are insufficient to accommodate the significant spatiotemporal fluctuations in travel demand. With the advancement of Virtual Coupling (VC) technology, it has become technically feasible for trains to be dynamically coupled and decoupled at stations, providing essential support for flexible train formation and the coordinated operation of full-length and short-turn services. In this paper, the collaborative optimization of train service plans and flexible consist decisions under a combined full-length/short-turn operation mode is investigated. The scheduling problem is formulated as a Markov Decision Process (MDP) that systematically incorporates operational constraints, including timetabling, passenger flow management, rolling stock circulation, and consist adjustments. The objective is to minimize a weighted combination of unserved passenger costs and traction energy consumption, thereby balancing service quality against operational efficiency. The problem is solved using the Proximal Policy Optimization (PPO) algorithm, enhanced with an action masking mechanism that embeds operational constraints directly into the policy sampling process and eliminates the training instability associated with conventional penalty-based approaches. A simulation environment based on real Origin–Destination (OD) demand data from Beijing Metro Line 6 is developed for validation. Numerical results show that the proposed reinforcement-learning-based flexible consist scheme (RL-FC) reduces traction energy consumption by 12.1% relative to the fixed consist benchmark and by an additional 5.8% compared with the rule-based strategy (Rule-FC), while maintaining robust performance across 100 Monte Carlo simulation runs. A Pareto frontier analysis further reveals that setting the service-quality weight within [0.5, 0.8] yields a well-balanced trade-off between passenger service level and energy efficiency.

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李婧,吴文祥. 基于深度强化学习的城市轨道交通灵活编组与大小交路协同调度优化[J]. 科学技术与工程, , ():

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  • 收稿日期:2026-03-13
  • 最后修改日期:2026-07-21
  • 录用日期:2026-09-09
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